Michelle Marie Allen

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-02-11
TX	RA	APPROVED	2026-02-11

AZ RA
APPROVED

Since 2026-02-11
TX RA
APPROVED

Since 2026-02-11

Branch Locations

8501 N. Scottsdale Road Suite 250, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Scottsdale	AZ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	01/2026
Raymond James & Associates, Inc.	Scottsdale	AZ	01/2026	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Scottsdale, AZ
11/2016 → 01/2026

Wells Fargo Clearing Services, Llc

Scottsdale, AZ
01/2026 → Present

Raymond James & Associates, Inc.

Scottsdale, AZ

Previous Registrations

2007-10-10 → 2026-02-16

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Phoenix, AZ

Phoenix, AZ

Other Businesses

(1)Name of Business: Address: 350 E Pasadena Ave, Phoenix, AZ, 85012, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 06/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA Arbitrator. Per diem compensation of $600.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-08

S66 Uniform Combined State Law Examination

2007-10-08

Other Names

Mimi Allen

View on SEC IAPD