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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-03-18 |
| TX | RA | APPROVED | 2022-03-17 |
Branch Locations
13560 Morris Rd Suite 1030, Alpharetta, GA 30004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alpharetta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 11/2016 | 10/2020 |
| Wells Fargo Clearing Services, Llc. | Alpharetta | GA | 09/2021 | 03/2022 |
| Retired As Job Was Eliminated And Took Time Off | Roswell | GA | 10/2020 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Alpharetta | GA | 03/2022 | Present |
ALPHA WEALTH ADVISORS, LLC, INVT RELATED, ALPHARETTA, GA, 20% OWNERSHIP, START 3/18/2022, 160 HRS PER MONTH, 7 HRS DURING TRADING, FINET PRACTICE. HAMILTON WEALTH MANAGEMENT LLC, INV RELATED, ALPHARETTA, GA, 100% OWNERSHIP, START 5/23/2022, 160 HOURS PER MONTH, 7 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-24 |
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