James Craig Coleman

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-07-01

CA RA
APPROVED

Since 2013-07-01

Branch Locations

Ojai, CA • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mutual Securities, Inc	Agoura Hills	CA	01/2009	07/2023
Mutual Advisors, Llc.	Omaha	NE	06/2013	Present

01/2009 → 07/2023

Mutual Securities, Inc

Agoura Hills, CA
06/2013 → Present

Mutual Advisors, Llc.

Omaha, NE

Previous Registrations

2009-01-23 → 2013-07-09

Mutual Securities, Inc.

Ventura, CA

Westlake Village, CA

Ojai, CA

Omaha, NE
2009-10-12 → 2012-09-14

Cornerstone Asset Management, Inc.

Ventura, CA
1997-07-08 → 2009-02-10

Citigroup Global Markets Inc.

Oxnard, CA

Ventura, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-08-30

S63 Uniform Securities Agent State Law Examination

1983-08-30

View on SEC IAPD