Charles Allen Previs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → 07/2021
  Waddell & Reed, Inc.
  Bethal Park, PA
• 05/1983 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Bethel Park, PA
• 07/2021 → Present
  Lpl Financial Llc
  Bethel Park, PA

Previous Registrations

• 1997-12-17 → 2021-07-21
  Waddell & Reed
  Bethel Park, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Hamden, CT
  Bethel Park, PA

Other Businesses

1. 05/28/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/15/2024 - 3 Hours Per Month/ 2 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-02
• S63 Uniform Securities Agent State Law Examination
  1983-05-16

Other Names

• Charles Previs
• Charlie Previs