Peter Allan Roe

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-11-19
TX	RA	APPROVED_RES	2016-01-14
AZ	RA	APPROVED	2004-06-01

MI RA
APPROVED

Since 2025-11-19
TX RA
APPROVED_RES

Since 2016-01-14
AZ RA
APPROVED

Since 2004-06-01

Branch Locations

Cheboygan, MI • United States

6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Sun City	AZ	03/2008	01/2022
Rbc Capital Markets, Llc	Scottsdale	AZ	01/2022	Present

03/2008 → 01/2022

Rbc Capital Markets, Llc

Sun City, AZ
01/2022 → Present

Rbc Capital Markets, Llc

Scottsdale, AZ

Other Businesses

NAME: Long Point Property Owners Association Non-Investment related ADDRESS: Mullett Lake, Cheboygan, MI 49721 Nature of OBA: Homeowners association Position/Title/Relationship: Board of Directors * Start Date: 07/09/22 Time Devoted: less than one hour per week Duties: Board member, attend meetings to discuss issues that come up that involve the property owners.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-04
S63	Uniform Securities Agent State Law Examination	1983-06-06

S65 Uniform Investment Adviser Law Examination

1992-06-04
S63 Uniform Securities Agent State Law Examination

1983-06-06