James Mitchell Ollis

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Mobile, AL
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Mobile, AL
• 07/2018 → 06/2026
  Kestra Investment Services, Llc
  Mobile, AL
• 07/2018 → 06/2026
  Kestra Advisory Services, Llc
  Mobile, AL
• 06/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-07-31 → 2026-06-22
  Kestra Advisory Services, Llc
  Mobile, AL
  Austin, TX
• 2008-01-01 → 2018-08-02
  Wells Fargo Clearing Services, Llc
  Mobile, AL
  Mobile, AL
• 1991-04-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Mobile, AL
  St. Louis, MO
  Mobile, AL

Other Businesses

1. TRU WEALTH MANAGEMENT, 107 St. Francis St., Suite 3320, Mobile, AL 36602, United States, 06/30/2026, Owner, DBA Name, NIR, 1 HR/MO - 0 HR/MO TRADING 2. OLLIS WEALTH MANAGEMENT LLC, 107 St Francis St, Suite 3320, Mobile, AL 36602, United States, 06/30/2026, W2 Employee, Employee (receive a W-2), NIR, 1 HR/MO - 5 HR/MO TRADING 3. PROVIDENCE PARTNERS, 3662 Dauphin Street, Suite A-1, Mobile, AL 36608, United States, 06/30/2026, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 2 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 06/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-06-21

Other Names

• Mike Ollis