Best Investors Account Sign in
Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-04-09
TX RA APPROVED_RES 2015-10-26
VA RA APPROVED 2013-04-03
  • VT RA
    APPROVED
    Since 2024-04-09
  • TX RA
    APPROVED_RES
    Since 2015-10-26
  • VA RA
    APPROVED
    Since 2013-04-03

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

5516 Falmouth St., Richmond, VA 23230 • United States

Norwich, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Richmond VA 02/1989 Present
Private Advisor Group, Llc Richmond VA 04/2013 Present
  • 02/1989 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Richmond, VA
  • 04/2013 → Present
    Richmond, VA
Other Businesses

1. 5/5/2014: PRIVATE ADVISOR GROUP - DBA: (HYBRID) PRIVATE ADVISOR GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 60% - CHARGE WRAP FEES. 2. 6/6/2017 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/17/2010 - 107 Hours Per Month/87 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/5/2017. I expect to spend approximately 5 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/5/2017 - Private Advisor Group - DBA: (Hybrid) Becker Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/17/10 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, Inc., an independent investment advisor firm. I started this business activity on 12/05/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/16/2018 - Fortunam Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 160 Hours Per Month During Securities Trading. 5. 4/5/2018 - Private Advisor Group - DBA: (Hybrid) Fortunam Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/17/10 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 4/5/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-29
S63 Uniform Securities Agent State Law Examination 1983-06-02
  • S65 Uniform Investment Adviser Law Examination
    1996-11-29
  • S63 Uniform Securities Agent State Law Examination
    1983-06-02
Other Names
  • H Birkett Becker
  • Buck Becker
  • Howard Birkett Becker

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Morristown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor