Lucinda Mary Bain

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Burlington, VT
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Burlington, VT
• 1994-12-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Burlington, VT
  Burlington, VT

Other Businesses

1.BOARD MEMBER: VERMONT COMMUNITY FOUNDATION 2.Rental Property; Investment related: Yes; Vero Beach FL; Rental Property; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 0; After business hours: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-13
• S63 Uniform Securities Agent State Law Examination
  1983-06-21