William Hart

Current Employers

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-07-20
NJ	RA	APPROVED	2011-10-18

NC RA
APPROVED

Since 2021-07-20
NJ RA
APPROVED

Since 2011-10-18

Branch Locations

100 N. Cherry Street, Suite 350, Winston Salem, NC 27010 • United States

4 Clark Court, Pinehurst, NC 28387 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Morristown	NJ	10/2009	Present
Private Advisor Group, Llc	Morristown	NJ	10/2011	Present

10/2009 → Present

Lpl Financial, Llc

Morristown, NJ
10/2011 → Present

Private Advisor Group, Llc

Morristown, NJ

Previous Registrations

2008-01-01 → 2009-10-14

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Morristown, NJ
2003-10-14 → 2008-01-01

A. G. Edwards & Sons, Inc.

Moristown, NJ

St. Louis, MO

Morristown, NJ

Other Businesses

1.09/17/2012; Private Advisor Group; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 2.03/11/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Private Advisor Group; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.08/14/2026; (Hybrid) Vigilance Wealth; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 08/01/2026; 40hrs/mth; 40hrs during trading;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-06-06

S63 Uniform Securities Agent State Law Examination

1983-06-06

View on SEC IAPD