Christopher James Grimes

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  New York Life Insurance Company
  Arvada, CO
• 03/2011 → Present
  Nylife Securities Llc
  Arvada, CO
• 02/2013 → Present
  Eagle Strategies Llc
  Arvada, CO
• 10/2014 → 11/2023
  Five Peaks Capital Group Llc
  Arvada, CO

Other Businesses

[Ash Brokerage; Appointed with outside insurance carriers for the purpose of brokering non-registered insurance products.; 888 S. Harrison St., Suite 900 Fort Wayne, IN 46802; Start Date 07/2016; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products and through Windsor Insurance;6255 Sterner's Way, Bethlehem, PA 18017; Start Date 09/2019; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-09-11

Designations

• Certified Financial Planner

Other Names

• Christopher J Grines
• Chris J Grimes
• Christopher J Grimes