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Compass Wealth Management LLC CRD 106289
$683M regulatory AUM 375 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Water Street, Guilford, CT 06437 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2002-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westport Resources Investment Services, Inc. | Guilford | CT | 02/1997 | 09/2016 |
| Westport Resource Management | Westport | CT | 02/1997 | 12/2016 |
| Compass Wealth Management Llc | Guilford | CT | 02/1997 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-01 |
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