John P Ver Bockel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1983 → 10/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 12/2009 → 10/2019
  Bank Of America, N.A.
  Chicago, IL
• 10/2019 → Present
  First Republic Securities Company, Llc
  Jupiter, FL
• 10/2019 → Present
  First Republic Investment Management, Inc.
  Jupiter, FL
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Palm Beach, FL
• 10/2024 → Present
  Neh Investors Llc
  West Palm Beach, FL
• 12/2024 → Present
  Flagler Fun I, Llc
  Palm Beach, FL
• 09/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Palm Beach, FL

Previous Registrations

• 2019-10-04 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Jupiter, FL
  Chicago, IL
  Palm Beach, FL
• 1984-03-09 → 2019-10-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
  Palm Beach, FL
  Winnetka, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Palm Beach, FL
  Winnetka, IL
  Palm Beach, FL

Other Businesses

Entity Name: Bran Castle LLC Investment related: No Address: 20 N. Clark Stn30th Floor Chicago, Illinois 60602" Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 03/16/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Broadway Play Production Entity Name: Flagler Fun I, LLC Investment related: No "Address: 8111 S. Dixie Hwy West Palm Beach, FL 33405" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Multi-family apartments. No responsibilities" Entity Name: NEH Investors LLC Investment related: No Address: NEH Investors LLC 1105 N Dixie Hwy West Palm Beach, FL 33401 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 10/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Restaurant LLC.I have no responsibilities 1) NAME OF OUTSIDE BUSINESS ORGANIZATION: WESTERN GOLF ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ONE BRIAR ROAD, GOLF, ILLINOIS NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2009 NUMBER OF HOURS DEVOTED: 20 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: MEMBER OF MAJOR GITS COMMITTEE MEMBER BOARD OF GOVERNORS 2) Name: Wood Family Foundation Address: 121 W. Wacker Drive, Chicago, IL 60601 Investment-related: No Nature of the business: High quality mentoring for after-school programs Role: Board Member Start Date: 10/20/2015 Description of duties: Member of Board of Directors Number of hours each month: 2 Number of hours during trading: 2 3) Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Ver Bockel acts in the capacity of trustee for a client account.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-28
• S63 Uniform Securities Agent State Law Examination
  1983-06-10

Other Names

• John P Verbockel
• John Peter Verbockel
• John Peter Ver Bockel