Thomas Ley

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors Llc
  Red Bank, NJ
• 11/2016 → 11/2024
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
• 11/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Manasquan, NJ

Previous Registrations

• 2012-05-24 → 2024-11-15
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
  Spring Lake, NJ
  Spring Lake, NJ
  Spring Lake, NJ
  Toms River, NJ
• 2009-06-01 → 2012-06-05
  Morgan Stanley
  Shrewsbury, NJ
• 2005-11-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Shrewsbury, NJ
• 2002-07-18 → 2005-11-22
  Morgan Stanley Dw Inc.
  Red Bank, NJ

Other Businesses

UW FRANCES M LEY TESTAMENTARY TRUST; INV RELATED; MANASQUAN, NJ; CO-TRUSTEE; START DATE 11/15/2024; TIME DEVOTED 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS; MANAGE MONEY LEY GP, LLC ; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-20
• S63 Uniform Securities Agent State Law Examination
  1984-07-10

Other Names

• Thomas Gerard Ley