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David Stephen Ellington

Stonex Advisors Inc.

Richmond, VA

Birmingham, AL

Glen Allen, VA

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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-06-30
  • VA RA
    APPROVED
    Since 2016-06-30

Branch Locations

8639 Mayland Drive Suite 106A, Richmond, VA 23294 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Richmond VA 06/2015 Present
Stonex Advisors Inc Richmond VA 06/2016 Present
  • 06/2015 → Present
    Stonex Securities Inc
    Richmond, VA
  • 06/2016 → Present
    Stonex Advisors Inc
    Richmond, VA
Previous Registrations
  • 2011-12-09 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2006-09-29 → 2011-12-12
    Anderson & Strudwick, Incorporated
    Richmond, VA
    Richmond, VA
    Tampa, FL
    Orlando, FL
    Bethlehem, PA
    Front Royal, VA
    Richmond, VA
    Lexington, VA
    Canonsburg, PA
    Richmond, VA
  • 2006-03-08 → 2006-10-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Southlake, TX
    Richmond, VA
    Richmond, VA
  • 1997-04-09 → 2006-03-08
    Advest, Inc.
    Richmond, VA
    Kilmarnock, VA
    Lexington, VA
Other Businesses

1. BCES, LLC | 8639 Mayland Dr Richmond VA 23294 | Rent office space, share office expenses | Non-Investment related | Member | Duties: Pay rent and office expenses from LLC | Start Date: 7.29.2015 | Approximate Hours Devoted to Business: 1 HR/Month | Approximate Hours Devoted to Business during Market Hours: 1 HR/Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-27
S63 Uniform Securities Agent State Law Examination 1983-06-02
  • S65 Uniform Investment Adviser Law Examination
    1994-12-27
  • S63 Uniform Securities Agent State Law Examination
    1983-06-02

View on SEC IAPD

Other Firms

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WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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