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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-18
AL RA APPROVED 2009-07-23
  • TX RA
    APPROVED
    Since 2019-01-18
  • AL RA
    APPROVED
    Since 2009-07-23

Branch Locations

201 Office Park Drive S Suite 175, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Birmingham AL 07/2009 Present
Raymond James Financial Services Advisors, Inc Birmingham AL 07/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-07-20
    Birmingham, AL
  • 1999-05-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Birmingham, AL
    St. Louis, MO
    Birmingham, AL
Other Businesses

(1)Name of Business: First Call Financial Address: 201 Office Park Dr Ste 175, Mountain Brk, AL, 35223-2424, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: First Call Financial is the branch name, branch ELH, where I am affiliated as an advisor and branch manager (2)Name of Business: Rockhill Financial LLC Address: 201 Office Park Dr Ste 175, Birmingham, AL, 35233, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/15/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: member (3)Name of Business: Sea Bay LLC Address: 3604 rockhill rd, birmingham, AL, 35223, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 06/19/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family farm (4)Name of Business: Sea Gro LLC Address: 3604 Rockhill Rd, Birmingham, AL, 35223, United States Activity Type: Agriculture/Farming Position/Title: Partner, Officer - Secretary Investment Related: No Start Date: 01/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family farm (5)Name of Business: Seawright Farms Inc Address: 3604 Rockhill Rd, Birmingham, AL, 35223, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/17/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family farm

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-15
  • S63 Uniform Securities Agent State Law Examination
    1985-07-15
Designations
Other Names
  • Chad Crowther

View on SEC IAPD

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