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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Menlo Park | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. NAME OF BUSINESS: DOUGLASS HOMES ADDRESS: P.O. BOX 9315,TRUCKEE CA 95737 NATURE OF BUSINESS: SINGLE FAMILY RESIDENTIAL SPECS TITLE OR POSITION: NONE DUTIES: NONE. 1 AM ONLY A PASSIVE INVESTOR. AMOUNT OF TIME DEVOTE TO THE BUSINESS: NONE TIME DURING SECURITIES BUSINESS HOURS? NO 2. *350596- DVD Partners; Investment related -Yes; Menlo Park, California; Investment/Finance/Banking; Partner(proprietor, partner, officer, director, employee, trustee, agent); 12/2003; During business hours: 0; After business hours: 0; 3. *301301 - DVDB Partners LLC; Investment related No; Menlo Park, California; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 0; After business hours: 0; Passive investor 4. *419028 - Trust; Investment related Yes; Atherton, CA; Executor; 12/2020; During business hours: 2; After business hours: 5 5. *496140 : VDBS LLC ; Investment related : Yes ; Menlo park ; California ; Investment/Finance/Banking ; Other Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2022 ; During business hours : 0 ; After business hours : 1 ; Signatory
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-12 |
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