Mark S. Douglass

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Menlo Park, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 1990-06-04 → 2009-06-01
  Morgan Stanley & Co. Llc
  Menlo Park, CA
  San Francisco, CA

Other Businesses

1. NAME OF BUSINESS: DOUGLASS HOMES ADDRESS: P.O. BOX 9315,TRUCKEE CA 95737 NATURE OF BUSINESS: SINGLE FAMILY RESIDENTIAL SPECS TITLE OR POSITION: NONE DUTIES: NONE. 1 AM ONLY A PASSIVE INVESTOR. AMOUNT OF TIME DEVOTE TO THE BUSINESS: NONE TIME DURING SECURITIES BUSINESS HOURS? NO 2. *350596- DVD Partners; Investment related -Yes; Menlo Park, California; Investment/Finance/Banking; Partner(proprietor, partner, officer, director, employee, trustee, agent); 12/2003; During business hours: 0; After business hours: 0; 3. *301301 - DVDB Partners LLC; Investment related No; Menlo Park, California; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 0; After business hours: 0; Passive investor 4. *419028 - Trust; Investment related Yes; Atherton, CA; Executor; 12/2020; During business hours: 2; After business hours: 5 5. *496140 : VDBS LLC ; Investment related : Yes ; Menlo park ; California ; Investment/Finance/Banking ; Other Committee(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2022 ; During business hours : 0 ; After business hours : 1 ; Signatory

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-22
• S63 Uniform Securities Agent State Law Examination
  1983-08-12

Other Names

• Mark Stephen Douglas
• Mark Stephen Douglass