John Francis Howells

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2005 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2012-03-23 → 2014-10-02
  Trek Financial
  San Diego, CA
• 1997-07-08 → 2005-06-01
  Mony Securities Corporation
  Vista, CA

Other Businesses

1. CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS, WARD MISSION LEADER. 2. MIRA COSTA COLLEGE, INSTRUCTOR, NOT IINVESTMENT-RELATED. LOCATED AT: 1 BARNARD DRIVE, OCEANSIDE, CA 92056. START DATE JANUARY 2007. APPROX. 5 HOURS PER MONTH. 3. PALOMAR COLLEGE, INSTRUCTOR, NOT IINVESTMENT-RELATED. LOCATED AT: 1140 WEST MISSION ROAD, SAN MARCOS, CA 92069. START DATE FEBRUARY 2003, APPROX. 5 HOURS PER MONTH. 4. OUTSIDE FIXED BUSINESS. 5. JOHN F. HOWELLS IV 401K, CO-TRUSTEE OF OWN 401K. 6. RENTAL REAL ESTATE PROPERTY OWNER.7. TRUSTEE, IMMEDIATE FAMILY TRUST. 8. TRUSTEE OF AUNT'S TRUST.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-08
• S63 Uniform Securities Agent State Law Examination
  1985-05-10

Designations

• Certified Financial Planner

Other Names

• John F Howells