Michael Jay Rosenberg

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-27
CA	RA	APPROVED	2017-05-05
MI	RA	APPROVED	2017-01-25
FL	RA	APPROVED	2016-05-05
OH	RA	APPROVED	2013-07-05

TX RA
APPROVED_RES

Since 2020-01-27
CA RA
APPROVED

Since 2017-05-05
MI RA
APPROVED

Since 2017-01-25
FL RA
APPROVED

Since 2016-05-05
OH RA
APPROVED

Since 2013-07-05

Branch Locations

Ottawa Hills, OH • United States

655 Beaver Creek Circle, Maumee, OH 43537 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Savage & Associates Inc	Toledo	OH	09/1964	Present
Osaic Wealth	Toledo	OH	07/2013	Present
Savage And Associates - Securities Dba	Maumee	OH	06/1983	Present

09/1964 → Present

Savage & Associates Inc

Toledo, OH
07/2013 → Present

Osaic Wealth

Toledo, OH
06/1983 → Present

Savage And Associates - Securities Dba

Maumee, OH

Previous Registrations

2000-09-11 → 2014-04-16

Savage And Associates, Inc.

Toledo, OH
2004-07-07 → 2013-07-12

Walnut Street Securities, Inc.

Toledo, OH

Other Businesses

1) SAVAGE AND ASSOCIATES,INC POSITION: Financial Professional NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/1964 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Sale of fixed and variable Life, and Annuities as well as Disability Income and Long Term Care Insurance. )verse client investments, make recommendations, manage a portfolio as part of my primary function as a FP. 2) SAVAGE AND ASSOCIATES - SECURITIES DBA POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1983 ADDRESS: 655 Beaver Creek Circle, 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, manage portfolios as part of my primary function as a FP 3) MICHAEL ROSENBERG, INSURANCE AGENT POSITION: Insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1964 ADDRESS: 655 Beaver Creek Circle, 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Selling Life and Health Insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1984-05-03

S65 Uniform Investment Adviser Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1984-05-03

Other Names

Michael Jay Rosenburg

View on SEC IAPD