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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-14 |
Branch Locations
3300 Hamlet Drive, #4, Naples, FL 34105 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Waltham | MA | 08/1993 | Present |
| Lordship Capital | Naples | FL | 08/1993 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-24 |
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