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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-14
  • FL RA
    APPROVED
    Since 2020-08-14

Branch Locations

3300 Hamlet Drive, #4, Naples, FL 34105 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Waltham MA 08/1993 Present
Lordship Capital Naples FL 08/1993 Present
  • 08/1993 → Present
    Commonwealth Equity Services, Inc.
    Waltham, MA
  • 08/1993 → Present
    Lordship Capital
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-05
S63 Uniform Securities Agent State Law Examination 1983-06-24
  • S66 Uniform Combined State Law Examination
    2020-06-05
  • S63 Uniform Securities Agent State Law Examination
    1983-06-24

View on SEC IAPD

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