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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-08-31
TX RA APPROVED_RES 2007-02-08
  • CA RA
    APPROVED
    Since 2007-08-31
  • TX RA
    APPROVED_RES
    Since 2007-02-08

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 10/1996 Present
Bank Of America,N.A. Gilbert AZ 06/2011 Present
Other Businesses

I*20086 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOUSTON MESA TRUST INVESTMENT RELATED: NO ADDRESS OF BUSINESS: PAYSON, ARIZONA 85541 POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/25/2010 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY POSITIONS I*3322267 Entity Type: Fiduciary role Name of OBA: MR R.M G. TTEE MRS L J P TTEE U/A Address: Mesa, Arizona, 85212 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/21/1998 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Trustee/ Self, Spouse I*3523283 Entity Type: Fiduciary role Name of OBA: MR R.. M G. TTEE MRS L. J P. TTEE Address: Mesa, Arizona, 85212 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/19/1998 Number of Hours: 7, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Self, Spouse

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-15
S65 Uniform Investment Adviser Law Examination 1997-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-01-15
  • S65 Uniform Investment Adviser Law Examination
    1997-01-08
Other Names
  • Mike Gehring
  • Ralph Michael Gehring
  • R. Michael Michael Gehring
  • R Michael Gehring

View on SEC IAPD

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