Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-08-31 |
| TX | RA | APPROVED_RES | 2007-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mesa | AZ | 10/1996 | Present |
| Bank Of America,N.A. | Gilbert | AZ | 06/2011 | Present |
I*20086 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOUSTON MESA TRUST INVESTMENT RELATED: NO ADDRESS OF BUSINESS: PAYSON, ARIZONA 85541 POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/25/2010 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDUCIARY POSITIONS I*3322267 Entity Type: Fiduciary role Name of OBA: MR R.M G. TTEE MRS L J P TTEE U/A Address: Mesa, Arizona, 85212 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/21/1998 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Trustee/ Self, Spouse I*3523283 Entity Type: Fiduciary role Name of OBA: MR R.. M G. TTEE MRS L. J P. TTEE Address: Mesa, Arizona, 85212 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 01/19/1998 Number of Hours: 7, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 1997-01-08 |
Reach out to this advisor