Kenneth Glenn Krotz

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1982 → 11/2024
  Pruco Securities, Llc.
  Pittsburgh, PA
• 04/1982 → Present
  Prudential Insurance Company Of America
  Phoenix, AZ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Export, PA

Previous Registrations

• 2011-09-07 → 2024-11-14
  Pruco Securities, Llc.
  Pittsburgh, PA
  Canonsburg, PA
  Export, PA

Other Businesses

1) 12/06/2024-Health Benefits Group Inc-Producer-Non-Variable Insurance/Insurance Agency-Inv related-At Pittsburg, PA-Start date 07/01/2012-10hrs/mth-5hrs/mth during trading 2) 12/06/2025-Export Financial Services LLC-Member-Business Entity For Tax/Investment Purposes Only-Not inv related-At Export, PA-Start date 04/01/2019-0hrs/mth-0hrs/mth during trading 3) 11/19/2025-Kenneth Krotz agent for Prudential financial-Agent-Property and Casualty-Inv related-At Export, PA-Start date 04/12/1982-25hrs/mth-25hrs/mth during trading 4) 11/19/2025-Kenneth Krotz Financial-Producer-Non-Variable Insurance-Inv related-At Export, PA-Start date 01/01/2010-12hrs/mth-12hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-10
• S63 Uniform Securities Agent State Law Examination
  1985-07-15