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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

5800 Kennedy Avenue Suite 3, Export, PA 15632 • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsburgh PA 04/1982 11/2024
Prudential Insurance Company Of America Phoenix AZ 04/1982 Present
Lpl Enterprise, Llc Export PA 11/2024 Present
Previous Registrations
Other Businesses

1) 12/06/2024-Health Benefits Group Inc-Producer-Non-Variable Insurance/Insurance Agency-Inv related-At Pittsburg, PA-Start date 07/01/2012-10hrs/mth-5hrs/mth during trading 2) 12/06/2025-Export Financial Services LLC-Member-Business Entity For Tax/Investment Purposes Only-Not inv related-At Export, PA-Start date 04/01/2019-0hrs/mth-0hrs/mth during trading 3) 11/19/2025-Kenneth Krotz agent for Prudential financial-Agent-Property and Casualty-Inv related-At Export, PA-Start date 04/12/1982-25hrs/mth-25hrs/mth during trading 4) 11/19/2025-Kenneth Krotz Financial-Producer-Non-Variable Insurance-Inv related-At Export, PA-Start date 01/01/2010-12hrs/mth-12hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-10
S63 Uniform Securities Agent State Law Examination 1985-07-15
  • S65 Uniform Investment Adviser Law Examination
    2001-04-10
  • S63 Uniform Securities Agent State Law Examination
    1985-07-15

View on SEC IAPD

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