Cary Nye Wieting

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-10-14
MI	RA	APPROVED	2010-10-01

TX RA
APPROVED_RES

Since 2010-10-14
MI RA
APPROVED

Since 2010-10-01

Branch Locations

Kewadin, MI • United States

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	10/2010	Present
Bank Of America,Na	Farmington Hills	MI	11/2010	Present

10/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
11/2010 → Present

Bank Of America,Na

Farmington Hills, MI

Previous Registrations

2010-09-30 → 2010-10-18

Morgan Stanley

Southfield, MI

Other Businesses

I*47676FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WS FAMILY LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:BLOOMFIELD HILLS, MICHIGAN 48302NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12/1/2011NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MANAGER OF THE AMDMINISTRATIVE DUTIES, AND, MEMBER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-29
S63	Uniform Securities Agent State Law Examination	1983-05-31

S65 Uniform Investment Adviser Law Examination

1997-01-29
S63 Uniform Securities Agent State Law Examination

1983-05-31

View on SEC IAPD