Richard Wayne Woody

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2024
  Park Avenue Securities Llc
  Olathe, KS
• 10/2015 → 01/2024
  Guardian Life Insurance Company
  Olathe, KS
• 01/2024 → Present
  Guardian Life Insurance Company
  Overland Park, KS
• 01/2024 → Present
  Park Avenue Securities
  Overland Park, KS

Previous Registrations

• 2005-11-14 → 2006-12-08
  New England Securities
  Overland Park, KS
  Overland Park, KS
• 2002-10-30 → 2005-06-06
  Northwestern Mutual Investment Services, Llc
  Louisville, KY

Other Businesses

1. CRESSUP LAKE DUCK CLUB INC. - Owner, Private duck hunting club, Start: 05/01/2005, Address: 4966 South M Highway, Schell City, MO 64783, 0 hrs per month, Not investment related, 2. The Woody Financial Group-DBA Woody Financial Group an agency of The Guardian Life Insurance Company,. Start: 12/16/2006, Address: 14670 S. Harrison Street Olathe, KS 66061, 160 bus hrs per month, Investment related, >10% annual compensation,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1994-01-06

Other Names

• Richard W Woody
• Richard Wayne Woody