Cecily Stewart Venkatesh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-01-28

PA RA
APPROVED

Since 2019-01-28

Branch Locations

1110 Chester Pike, Sharon Hill, PA 19079 • United States

100 West State St, Media, PA 19063 • United States

5 Hillman Dr Ste 100, Chadds Ford, PA 19317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Mint Federal Credit Union	Chadds Ford	PA	05/2003	Present
Lpl Financial Llc	Broomall	PA	07/2018	Present

05/2003 → Present

Franklin Mint Federal Credit Union

Chadds Ford, PA
07/2018 → Present

Lpl Financial Llc

Broomall, PA

Other Businesses

1). 10/23/2019 - Mint Wealth Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/23/2019 - 40 hrs/mo - 38 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-28

S66 Uniform Combined State Law Examination

2019-01-28

Other Names

Cecily Ann Stewart
Cecily Anne Stewart

View on SEC IAPD