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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
| GA | RA | APPROVED | 2022-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Boston | MA | 12/2004 | 12/2022 |
| John C Muir & Co | Mayfield | KY | 08/1985 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Muirco, Llc | Canton | GA | 03/2010 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 12/2012 | 06/2023 |
1. MUIRCO, LLC, Canton GA, 01/2022, OWNER, SHELL COMPANY ,NIR ,160 HR/MO - 160 HR TRADING 2. JOHN C MUIR & CO., INC., Canton GA, 08/1985, TREASURER ,NIR / 0 HR/MO - 0 HR TRADING 3. CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading 4. CANTELLA, 137 Reinhardt College Pkwy, Apt 323, Cantella, GA 30114, United States, 12/2022, Registered Principal, DBA Name, NIR, HR/MO: 2000 - HR/MO TRADING: 2000
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-18 |
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