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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
GA RA APPROVED 2022-12-12
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • GA RA
    APPROVED
    Since 2022-12-12

Branch Locations

Canton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co Inc Boston MA 12/2004 12/2022
John C Muir & Co Mayfield KY 08/1985 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Muirco, Llc Canton GA 03/2010 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 12/2012 06/2023
  • 12/2004 → 12/2022
    Cantella & Co Inc
    Boston, MA
  • 08/1985 → Present
    John C Muir & Co
    Mayfield, KY
  • 12/2022 → Present
    Fairfield, IA
  • 03/2010 → Present
    Muirco, Llc
    Canton, GA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2012 → 06/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2012-12-06 → 2023-06-01
    Cantella & Co., Inc.
    Canton, GA
    Mayfield, KY
    Malden, MA
    Malden, MA
Other Businesses

1. MUIRCO, LLC, Canton GA, 01/2022, OWNER, SHELL COMPANY ,NIR ,160 HR/MO - 160 HR TRADING 2. JOHN C MUIR & CO., INC., Canton GA, 08/1985, TREASURER ,NIR / 0 HR/MO - 0 HR TRADING 3. CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading 4. CANTELLA, 137 Reinhardt College Pkwy, Apt 323, Cantella, GA 30114, United States, 12/2022, Registered Principal, DBA Name, NIR, HR/MO: 2000 - HR/MO TRADING: 2000

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-05
S63 Uniform Securities Agent State Law Examination 1988-11-18
  • S66 Uniform Combined State Law Examination
    2012-12-05
  • S63 Uniform Securities Agent State Law Examination
    1988-11-18
Other Names
  • Terry Anne Larkin
  • Terry Muir
  • Teresa Anne Larkin

View on SEC IAPD

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