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CRD 1124715
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-09-30 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1600 Genessee #961, Kansas City, MO 64102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 09/2009 | Present |
FARMLAND, 1990-PRESENT, 1% OVER SEES OPERATIONS, OWNER MACKENZIE BAY, 2009-PRESENT, BOARD OF DIRECTORS, 1% CLEAN GREEN ENERGY, 2008-PRESENT, BOARD OF DIRECTORS, 1% RELIANT FINANCIAL SERVICES POSITION: Financial Representative NATURE: DBA INVESTMENT RELATED: Is Investment Related, START DATE: 2009-08-25 HOURS PER MONTH: 160 hours per month SECURITIES TRADING HOURS: 160 hours per month during trading hours, Commission Compensation DESCRIPTION: Financial Representative, DBA"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-12 |
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