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Benjamin R Roberts

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Athens, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-03-13
GA RA APPROVED 2004-08-24
TX RA APPROVED_RES 1996-01-18
  • DE RA
    APPROVED
    Since 2026-03-13
  • GA RA
    APPROVED
    Since 2004-08-24
  • TX RA
    APPROVED_RES
    Since 1996-01-18

Branch Locations

272 West Hancock Ave, Athens, GA 30601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Athens GA 02/1983 Present
Bank Of America, Na Athens GA 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-23
S63 Uniform Securities Agent State Law Examination 1983-04-27
  • S66 Uniform Combined State Law Examination
    2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    1983-04-27
Other Names
  • Benjamin Roberts
  • Benjamin Ray Roberts

View on SEC IAPD

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Other Offices

CANNON FINANCIAL STRATEGISTS, INC. · ATHENS, GA
PARK AVENUE SECURITIES LLC · Athens, GA
ELWOOD & GOETZ · ATHENS, GA
LPL FINANCIAL LLC · ATHENS, GA
EDWARD JONES · ATHENS, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
KINGSWOOD WEALTH ADVISORS, LLC · Athens, GA

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