Mary Romeo

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2019
  Mml Investors Services, Llc
  Springfield, MA
• 07/2016 → 01/2019
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 09/2017 → 01/2019
  Mml Distributors, Llc
  Enfield, CT
• 08/2019 → 10/2019
  Ifp Securities, Llc
  Tampa, FL
• 01/2019 → 08/2019
  Unemployed
  Howell, NJ
• 08/2019 → 03/2020
  Compliance Risk Concepts (Jw Michaels & Co.)
  New York, NY
• 01/2020 → 03/2020
  Greentiger Securities Llc
  San Francisco, CA
• 10/2020 → 02/2021
  Pruco Securities Llc
  Howell, NJ
• 10/2020 → 09/2024
  Prudential Insurance Company Of America
  Howell, NJ
• 03/2020 → 10/2020
  Unemployed
  Howell, NJ
• 04/2021 → 09/2024
  Pruco Securities, Llc.
  Howell, NJ
• 02/2021 → 04/2021
  Unemployed
  Howell, NJ
• 09/2024 → Present
  Lpl Enterprise, Llc
  Fort Mill, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-09
• S63 Uniform Securities Agent State Law Examination
  2003-10-23

Other Names

• Mary Clare Mcdonnell
• Mary Clare Mcdonnell
• Mary Clare Romeo