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Edward Patrick Caulfield

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockledge, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-26
FL RA APPROVED 1988-02-25
  • TX RA
    APPROVED
    Since 2015-11-26
  • FL RA
    APPROVED
    Since 1988-02-25

Branch Locations

6525 3Rd St, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merritt Island FL 02/1988 Present
Bank Of America,Na Merritt Island FL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-26
S63 Uniform Securities Agent State Law Examination 1983-04-18
  • S65 Uniform Investment Adviser Law Examination
    1994-08-26
  • S63 Uniform Securities Agent State Law Examination
    1983-04-18
Other Names
  • Edward P Caulfield

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · ROCKLEDGE, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rockledge, FL
API FINANCIAL ADVISORS, LLC · ROCKLEDGE, FL
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RALL CAPITAL MANAGEMENT, INC. · ROCKLEDGE, FL
EDWARD JONES · ROCKLEDGE, FL
CETERA INVESTMENT ADVISERS LLC · ROCKLEDGE, FL
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