Duncan John Meaney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → 08/2017
  Financial West Group
  Westlake Village, CA
• 02/1992 → Present
  The Social Equity Group, Inc.
  San Francisco, CA
• 08/2017 → 11/2022
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2017-08-21 → 2022-11-15
  Western International Securities, Inc.
  Petaluma, CA
  San Francisco, CA
• 2008-07-15 → 2017-08-21
  Financial West Group
  San Francisco, CA
  Portland, OR

Other Businesses

1 - 06/09/2025 - The Social Equity Group Inc - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date: 01/13/2012 - 160 Hours/Month - 6-8 Hours During Trading 2- 06/27/2025 - The Social Equity Group Inc (Limited RIA) - Registered Investment Advisor - Inv Rel - At reported business location(s). - Start date: 01/13/2012 - 145 Hours/Month - 6.5 Hours During Trading. I provide financial planning and consulting services through The Social Equity Group, Inc., an independent investment advisor firm. I started this business activity in 01/2012. I expect to spend approximately 145 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-06-29