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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Nashville | TN | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Stillwater | PA | 11/2018 | 09/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2019 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) ROBERT M CRAGLE, 36 HOLMES ROAD, STILLWATER, PA- INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 02/05/79- SOLE PROP- NIR-5/MO- 2/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-11 |
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