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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-16
  • PA RA
    APPROVED
    Since 2019-09-16

Branch Locations

Stillwater, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Nashville TN 05/2016 11/2018
Royal Alliance Associates, Inc. Stillwater PA 11/2018 09/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2019 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Nashville, TN
  • 11/2018 → 09/2019
    Royal Alliance Associates, Inc.
    Stillwater, PA
  • 09/2019 → Present
    Fairfield, IA
  • 09/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2018-11-02 → 2019-09-18
    Stillwater, PA
    Nashville, TN
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Stillwater, PA
    Gold River, CA
    Nashville, TN
  • 2007-09-14 → 2016-05-13
    Gold River, CA
    Nutley, NJ
    Stillwater, PA
    Harrisburg, PA
    St. Petersburg, FL
    Stillwater, PA
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) ROBERT M CRAGLE, 36 HOLMES ROAD, STILLWATER, PA- INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 02/05/79- SOLE PROP- NIR-5/MO- 2/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-26
S63 Uniform Securities Agent State Law Examination 1985-12-11
  • S65 Uniform Investment Adviser Law Examination
    2001-05-26
  • S63 Uniform Securities Agent State Law Examination
    1985-12-11
Other Names
  • Robert Micheal Jr Cragle
  • Robert Michael Cragle
  • Bob Cragle

View on SEC IAPD

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