Denis Stephen Walsh

Employer firm

Win Advisors, Inc CRD 300351

$267M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1981 → Present
  Money Concept International
  Miami, FL
• 06/1981 → Present
  Money Concepts Capital Corp
  North Palm Beach, FL
• 10/2003 → Present
  Global World Network Securities Inc.
  Palm Beach Gardens, FL
• 06/2019 → Present
  Win Advisory, Inc.
  Palm Beach Gardens, FL

Other Businesses

1. Money Concepts International, Inc., CEO, 06/1981 investment related, 1-10% time spent on activity during non-securities hrs. 2. GWN Marketing, Inc, Director, 2/2004 investment related, 1-10% time spent on activity during securities hrs. 3. World Investment Network, Inc., since 2/5/1990, President, Director, Treasurer, non-investment related, 1-10% time spent on activity during securities hrs. 4. WIN Property Holdings, LLC, since 4/29/2004, President, non-investment related, 1-10% time spent on activity during securities hrs. 5. Professional Financial Affiliates, Inc., since 1/31/2005, Vice President, Secretary, non-investment related, 1-10% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-20
• S63 Uniform Securities Agent State Law Examination
  1985-10-02

Designations

• Certified Financial Planner

Other Names

• Denis Stephen Walsh