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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-12-04 |
Branch Locations
19710 Fm 2920 Rd, Tomball, TX 77377 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-01-28 |
Branch Locations
105 E. Main St. Suite 104, Brenham, TX 77833 • United States
1770 St. James Place Suite 360, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 01/2002 | Present |
| Neal Financial Group, Lp | Houston | TX | 12/2001 | Present |
1. 01/07/02 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 2. 03/22/05 - DBA - NEAL FINANCIAL GROUP LP - SELLING FIXED INSURANCE PRODUCTS. 3. 03/31/05 - RIA - NEAL FINANCIAL GROUP, LP. 4. 09/16/05 - DBA- REMINGTON INSURANCE GROUP 5. 03/19/09- KEYS/SWENSON & ASSOCIATES, INC/ OWNER - PRESIDENT/ SALE OF NON-VARIABLE INSURANCE/ 30% OF TIME/ HOUSTON, TX 6. 06/26/2015 - HOUSE KEYS INC - OTHER - FAMILY BUSINESS - I AM A PARTNER IN THIS FAMILY BUSINESS TO PURCHASE HOMES AND RENOVATE THEM FOR RESELL. THERE ARE NO OTHER LPL FINANCIAL INDVIDUALS INVOLVED. THIS BUSINESS WILL NOT SHARE SPACE WITH MY SECURITY BUSINESS - NOT INV REL - START 07/01/2015 - 10 HRS/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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