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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-10-30
  • TX RA
    APPROVED
    Since 2008-10-30

Branch Locations

203 S Jackson St, Brenham, TX 77833 • United States

La Grange, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Brenham TX 10/2008 Present
Thrivent Financial For Lutherans Appleton WI 11/2008 Present
Previous Registrations
Other Businesses

COURT APPOINTED SLECIAL ACTIVITIES OF BASTROP POSITION: Board Member NATURE: CASA is a 501c(3) organization that supports children who are in the court system either because of abuse or parents who have lost parental rights. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 507 Water St, Bastrop TX 78602 DESCRIPTION: Duties of a board member including providing vision to the organization and governance. ROTARY CLUB OF LA GRANGE TEXAS POSITION: Past President NATURE: Rotary is a service club, we meet weekly for lunch and perform various sevice projects during the year. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2017 ADDRESS: P O Box 723, La Grange TX 78945, United States DESCRIPTION: The Past president is a member of the board with no specific duties. The main purpose of this postion is to advise the new president as they execute their duties of the office of the President. WESTEL, INC. POSITION: Accounting Clerk NATURE: Westel is a telecommunications company working in the long distance and local service resale market. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 09/03/2019 ADDRESS: 12015 Park Thirty Five Circle #1208, Austin TX 78753, United States DESCRIPTION: Posting transactions to accounting system and preparing financial reports. SHARED LUTHERAN MINISTRY OF FAYETTE COUNTY POSITION: Worship Tech NATURE: Shared Ministry between four churches. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 09/06/2020 ADDRESS: 4444 State Highway 237, Round Top TX 78954, United States DESCRIPTION: Video worship with pastor and musicians for creating a worship video to be broadcast on YouTube and Facebook at 8am and produce a 30 minute radio broadcast to be played at noon on Sunday.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-29
S63 Uniform Securities Agent State Law Examination 1996-10-03
S65 Uniform Investment Adviser Law Examination 1996-10-03
  • S66 Uniform Combined State Law Examination
    2008-07-29
  • S63 Uniform Securities Agent State Law Examination
    1996-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-10-03

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