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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-11 |
| CA | RA | APPROVED | 2017-01-30 |
Branch Locations
31740 Railroad Cyn Rd Suite 2A, Canyon Lake, CA 92587 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ras Financial Services | Canyon Lake | CA | 02/1991 | 01/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2003 | 01/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2003 | 01/2017 |
| Torimax Financial Group | Canyon Lake | CA | 01/1999 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 01/2017 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 01/2017 | Present |
TORIMAX FINANCIAL GROUP, INC.; NOT INV RELATED; CANYON LAKE, CA; SALES OF FIXED PRODUCTS; PRESIDENT & CEO; STATE DATE 01/1999; 80HRS/MNTH 50 HRS DURING SECURITY TRADING HRS: 2)TORIMAX FINANCIAL GROUP, INC; NON-INV. RELATED; CANYON LAKE, CA; SALE OF FIXED DEFERRED AND IMMEDIATE ANNUITIES WITH THE CARRIER ALLIANZ; PRESIDENT & CEO; NO NEW BUSINESS TRANSACTED; SINCE 1999; 80 HRS/MONTH; 50 HRS/MONTH DURING SECURITIES TRADING HOURS:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-14 |
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