Carl Alfred Donatello

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-04
TX	RA	APPROVED_RES	2017-01-09
FL	RA	APPROVED	2014-05-15
CT	RA	APPROVED	2007-06-15

PA RA
APPROVED

Since 2024-04-04
TX RA
APPROVED_RES

Since 2017-01-09
FL RA
APPROVED

Since 2014-05-15
CT RA
APPROVED

Since 2007-06-15

Branch Locations

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Boynton Beach, FL • United States

Waterford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	New London	CT	06/2007	Present

06/2007 → Present

Ubs Financial Services, Inc.

New London, CT

Previous Registrations

2004-10-20 → 2007-06-21

Banc Of America Investment Services, Inc.

New London, CT

Hartford, CT

New London, CT

New London, CT
2004-10-19 → 2004-10-20

Quick & Reilly, Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-18
S63	Uniform Securities Agent State Law Examination	2001-06-01

S66 Uniform Combined State Law Examination

2004-10-18
S63 Uniform Securities Agent State Law Examination

2001-06-01

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews