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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-01-11 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
5234 Highway 557, Clover, SC 29710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Charlotte | NC | 07/2006 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Gastonia | NC | 10/2007 | 06/2018 |
| First Citizens Investor Services | Raleigh | NC | 07/2018 | 09/2020 |
| First Citizens Bank | Charlotte | NC | 06/2018 | 09/2020 |
| Jp Morgan Chase Bank | Charlotte | NC | 09/2020 | 10/2021 |
| Jpmorgan Securities Llc | Charlotte | NC | 09/2020 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Rock Hill | SC | 11/2021 | Present |
| Wells Fargo Bank, Na | Rock Hill | SC | 11/2021 | Present |
DOORDASH - DELIVERY ;NOT INV RELATED; SAN FRANCISCO,CA; DASHER; START DATE: 07/31/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-19 |
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