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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-05-06 |
| ND | RA | APPROVED | 2024-05-01 |
| FL | RA | APPROVED | 2024-04-24 |
| NE | RA | APPROVED | 2024-04-24 |
| AR | RA | APPROVED | 2024-04-23 |
| CA | RA | APPROVED | 2024-04-23 |
| ID | RA | APPROVED | 2024-04-23 |
| IL | RA | APPROVED | 2024-04-23 |
| IN | RA | APPROVED | 2024-04-23 |
| KS | RA | APPROVED | 2024-04-23 |
| MI | RA | APPROVED | 2024-04-23 |
| MN | RA | APPROVED | 2024-04-23 |
| MO | RA | APPROVED | 2024-04-23 |
| OK | RA | APPROVED | 2024-04-23 |
| TX | RA | APPROVED | 2024-04-23 |
| VA | RA | APPROVED | 2024-04-23 |
| WI | RA | APPROVED | 2024-04-23 |
| CO | RA | APPROVED | 2023-09-12 |
| AL | RA | APPROVED | 2018-09-06 |
| CT | RA | APPROVED | 2018-09-06 |
| WV | RA | APPROVED | 2016-02-09 |
| IA | RA | APPROVED | 2002-11-21 |
Branch Locations
7001 Westown Parkway Suite 240, West Des Moines, IA 50266 • United States
Palm Coast, FL • United States
Ankeny, IA • United States
Palm Coast, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Clive | IA | 05/1999 | 05/2026 |
| Guardian Life Insurance Co Of America | Clive | IA | 09/1999 | 05/2026 |
| Guardian Life Insurance Company Of America | Palm Coast | FL | 06/2024 | Present |
| Park Avenue Securities | Palm Coast | FL | 06/2024 | Present |
| Guardian Life Insurance Company | Ankeny | IA | 06/2024 | Present |
| Park Avenue Securities | Ankeny | IA | 06/2024 | Present |
| Guardian Life Insurance Company | West Des Moines | IA | 05/2026 | Present |
| Park Avenue Securities | West Des Moines | IA | 05/2026 | Present |
1. FINANCIAL ARCHITECTS, INC. Guardian General Agency Start: 09/15/1995 Address: 12345 University Ave. Ste 200 Clive, Iowa 50325 240 bus hrs per month Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-24 |
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