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James Arnold Girres

Hornor, Townsend & Kent, LLC

Cedar Falls, IA

CRD 1123402

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2003-12-16
  • IA RA
    APPROVED
    Since 2003-12-16

Branch Locations

2616 Orchard Dr Suite D, Cedar Falls, IA 50613 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. Cedar Falls IA 05/1976 Present
  • 05/1976 → Present
    Hornor, Townsend & Kent, Inc.
    Cedar Falls, IA
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: CREATIVE FINANCIAL GROUP | Position Held: Proprietor/Owner | Address: 2616 ORCHARD DRIVE, CEDAR FALLS, IA 50613 | Start Date: 04/26/1976 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: SALES AND SERVICE OF LIFE, ANNUITIES, HEALTH AND DISABILITY INSURANCE. 2) DOO WOPS MUSICAL SINGING GROUP | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BAND MEMBER | ADDRESS: 4202 LEGACY LANE #1 CEDAR FALLS IA 5016 | START DATE: 1/1/1993 | NATURE OF ACTIVITY: SERVICE INDUSTRY ENTERTAINERMENT | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: REHEARSALS, CHOOSE MUSIC , PERFORMANCES ,HANDLE BOOKS , PAY EXPENSES, HANDLE CHECKBOOK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-06-16
  • S63 Uniform Securities Agent State Law Examination
    1983-06-16
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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