Sharon Marie Kurgis

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2008-10-13

FL RA
APPROVED

Since 2008-10-13

Branch Locations

999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Moors & Cabot	Naples	FL	10/2008	Present

10/2008 → Present

Moors & Cabot

Naples, FL

Previous Registrations

1983-05-26 → 2008-10-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Naples, FL

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-02
S63	Uniform Securities Agent State Law Examination	1983-05-11

S65 Uniform Investment Adviser Law Examination

1993-11-02
S63 Uniform Securities Agent State Law Examination

1983-05-11

View on SEC IAPD

Current Employers

Moors & Cabot, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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