R. Stephen Trudeau

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-11
TX	RA	APPROVED_RES	2012-02-04
MI	RA	APPROVED	2012-02-01

FL RA
APPROVED

Since 2023-01-11
TX RA
APPROVED_RES

Since 2012-02-04
MI RA
APPROVED

Since 2012-02-01

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	MI	01/2012	Present

01/2012 → Present

Ubs Financial Services Inc.

Birmingham, MI

Previous Registrations

1994-04-25 → 2012-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Auburn Hills, MI

Auburn Hills, MI

Other Businesses

NAME: MARINERS CHURCH INVESTMENT RELATED: ADDRESS: 170 E. JEFFERSON, DETROIT. MI 48226 NATURE: INVESTMENT YOUR POSITION, TITLE, ASSOCIATION: SUBCOMMITTEE MEMBER START DATE: 10-AUG-2006 NUMBER OF HOURS DEVOTED PER MONTH: 0 - 20 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FINANCIAL ADVICE National Sporting Clays Association United States / 5931 Roft Rd. Texas / Association (e.g. Trade or Industry, Sport) / Sport & Leisure Facilities / Other / Start Date 1/1/2019 No No / Mariners Church of Detroit/ Address: 170 E. JeffersonDetroit, MI/Church/ Position: Member of Board of directors/ Duties: Board Member of the Church Foundation with oversight of outside management of Foundation assets./ Start Date : 4/1/2023

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-09
S63	Uniform Securities Agent State Law Examination	1983-06-02

S66 Uniform Combined State Law Examination

2010-07-09
S63 Uniform Securities Agent State Law Examination

1983-06-02

Other Names

R Stephen Trudeau

View on SEC IAPD