James Allen Bowen

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2000-05-06

IL RA
APPROVED

Since 2000-05-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Lisle	IL	09/1991	Present
Bondwave Llc	Lisle	IL	04/2001	Present
First Trust Advisors	Lisle	IL	10/1991	Present

09/1991 → Present

First Trust Portfolios L.P.

Lisle, IL
04/2001 → Present

Bondwave Llc

Lisle, IL
10/1991 → Present

First Trust Advisors

Lisle, IL

Other Businesses

OTHER BUSINESS NAME: PEOPLESTRATEGY, INC. LOCATION: ATLANTA, GA. NATURE OF BUSINESS: PAYROLL SOFTWARE DEVELOPER. POSITION OR TITLE: DIRECTOR. RESPONSIBILITIES: BOARD OF DIRECTORS. INVESTMENT-RELATED: NO. HOURS PER MONTH: 0.25 / NONE DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-05-26

S63 Uniform Securities Agent State Law Examination

1983-05-26

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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