Nicole Suzanne Casamassa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2007-11-02
TX	RA	APPROVED_RES	2000-03-03

CT RA
APPROVED

Since 2007-11-02
TX RA
APPROVED_RES

Since 2000-03-03

Branch Locations

450 Old Country Rd, Riverhead, NY 11901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Melville	NY	01/2000	Present

01/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Melville, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-03-21

S63 Uniform Securities Agent State Law Examination

1998-03-21

Other Names

Nicole S Casamassa

View on SEC IAPD

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OSAIC WEALTH, INC. · RIVERHEAD, NY

J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY

SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY

LPL FINANCIAL LLC · RIVERHEAD, NY

PECONIC ASSET PLANNING · RIVERHEAD, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

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