Daniel Warren Staples

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-02-08
WI	RA	APPROVED	2013-03-26

IA RA
APPROVED

Since 2024-02-08
WI RA
APPROVED

Since 2013-03-26

Branch Locations

One Erdman Pl Ste 200, Madison, WI 53717 • United States

128 Monroe St, Beaver Dam, WI 53916 • United States

Monona, IA • United States

Cross Plains, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Madison	WI	03/2013	11/2016
Wells Fargo Clearing Services, Llc	Madison	WI	11/2016	Present

03/2013 → 11/2016

Wells Fargo Advisors

Madison, WI
11/2016 → Present

Wells Fargo Clearing Services, Llc

Madison, WI

Previous Registrations

1996-01-25 → 2013-03-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cross Plains, WI

Madison, WI

Madison, WI

Other Businesses

RENTAL PROPERTY, INV RELATED, MONONA, IA, 50% OWNERSHIP, START 12/30/2019, 5 HOURS PER MONTH, 1 HOUR DURING TRADING, FARMLAND LEASED AND USDA CONSERVATION LAND.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-12
S63	Uniform Securities Agent State Law Examination	1983-10-31

S65 Uniform Investment Adviser Law Examination

1992-05-12
S63 Uniform Securities Agent State Law Examination

1983-10-31

View on SEC IAPD