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Harvey Reid Mutterperl

Wells Fargo Clearing Services, LLC

Boca Raton, FL

Garden City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-28
NY RA APPROVED 2022-01-28
  • NJ RA
    APPROVED
    Since 2022-01-28
  • NY RA
    APPROVED
    Since 2022-01-28

Branch Locations

Boca Raton, FL • United States

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2022
Wells Fargo Clearing Services, Llc Garden City NY 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-25
  • S63 Uniform Securities Agent State Law Examination
    1992-08-25

View on SEC IAPD

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