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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| WI | RA | APPROVED | 2002-12-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Oostburg | WI | 03/1983 | Present |
| Principal Life Insurance Company | Oostburg | WI | 07/1998 | Present |
| Roethel Financial | Oostburg | WI | 08/2016 | Present |
***INDIVIDUAL TAX PREPARER FOR RANDALL ROETHEL, RECEIVES FLAT FEE FROM CUSTOMERS, ***TAX PREPARATION. 01/2010-PRESENT. ***R&D PROPERTIES, RENTAL PROPERTY,08/06/10. ***OUTSIDE INSURANCE FIXED ANNUITIES, TERM, LIFE, LTC, DI & EQUITY INDEXED ANNUITIES THROUGH PPN. SALES OF FIXED ANNUITIES, TERM, LIFE, LTC, DI & EQUITY INDEXED ANNUITIES THROUGH PPN, 10/04/2011. ***OOSTBURG CHAMBER OF COMMERCE. 05/2009-PRESENT. BOARD MEMBER. ***Lakeshore Technical College Foundation, Board Member, 04/19/17. ***TIMESHARE RENTAL POSITION: Timeshares NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: W1258 Foster Road, Oostburg WI 53070, United States DESCRIPTION: I have several timeshares and can't use them sometimes. When I can't I will rent them out to people I don't know.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-09 |
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