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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
131 Pleasant Dr Ste 2U, Aliquippa, PA 15001 • United States
7280 E Grey Fox Ln., Tucson, AZ 85750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St Paul | MN | 06/1994 | 08/2023 |
| Securian Financial Services, Inc. | St Paul | MN | 06/1994 | 08/2023 |
| Beaver Rehabilitation Center | New Brighton | PA | 05/2003 | Present |
| Greater Allegheny Ins | Aliquippa | PA | 06/2000 | Present |
| Cetera Wealth Services, Llc | Aliquippa | PA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Greater Allegheny Financial Group, Llc | Aliquippa | PA | 01/2000 | Present |
1. BEAVER COUNTY REHABILITATION CENTER POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2003 ADDRESS: , Aliquippa PA , United States DESCRIPTION: Advisory Board 2. GREATER ALLEGHENY INSURANCE AGENCY INC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2000 ADDRESS: , Aliquippa PA , United States DESCRIPTION: Agent/Broker; 3. NAME OF OTHER BUSINESS: GREATER ALLEGHENY FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2000, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-29 |
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