Albert John Otto

Current Employers

Employment History

• 06/2010 → 12/2017
  Shepherd Kaplan Llc
  Boston, MA
• 06/2010 → Present
  Onefiduciary Group, Llc
  Marietta, GA
• 05/2018 → Present
  Verity Asset Management
  Atlanta, GA
• 03/2016 → 04/2020
  Veriphy Analytics Inc.
  Atlanta, GA

Previous Registrations

• 2010-11-02 → 2017-12-31
  Shepherd Kaplan Llc
  Boston, MA
  Marietta, GA
• 2008-06-04 → 2010-08-09
  Onefiduciary Group, Llc
  Kennesaw, GA
• 2004-04-02 → 2008-05-15
  Securian Financial Services, Inc.
  Atlanta, GA
  Atlanta, GA
• 2003-01-30 → 2004-03-03
  Msi Financial Services, Inc.
  Atlanta, GA
• 2002-01-30 → 2002-06-07
  Wells Fargo Advisors Financial Network, Llc
  Atlanta, GA

Other Businesses

1) OneFiduciary Group, LLC.; Not investment-related; Marietta, GA; Sales solicitor; Officer; Managing member and book author; 03/2008; 2 hours per month; 0 during market hours; Sales solicitor for Access Retirement Solutions, and sales of a book "Stop Doing Nothing." 2) Center for Board Certified Fiduciaries; not investment-related; Stonington, CT; Fiduciary organization; Director; Founding board member; 07/2020; 20 hours per month;5 hours per month during market hours; Chairman of the nominating committee, lead weekly meetings to interview candidates, build curriculum for BDF designation of DC Tax-exempt Specialty 3) Verity Financial Group, Inc.; Not investment-related; Durham, NC; Insurance agency; Agent; Independent Contractor; 05/2018; 0 hours per month; 0 during market hours; Insurance and annuity products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-09
• S63 Uniform Securities Agent State Law Examination
  1983-10-27

Other Names

• Al John Otto