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Barbara Jean Cummings

William Blair

Chicago, IL

Chicago, IL

Boston, MA

Winchester, MA

CRD 1122319

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Employer firm

William Blair CRD 1252

$64.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • EQUITY RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-06-05
IL RA APPROVED 2015-05-18
  • MA RA
    APPROVED
    Since 2015-06-05
  • IL RA
    APPROVED
    Since 2015-05-18

Branch Locations

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

125 High Street Oliver Street Tower Suite 1901, Boston, MA 02110 • United States

Winchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Blair & Company Chicago IL 05/2015 Present
  • 05/2015 → Present
    William Blair & Company
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-06
S65 Uniform Investment Adviser Law Examination 2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-11-06
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
Other Names
  • Barbara Jean Murphy

View on SEC IAPD

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