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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-10 |
| OH | RA | APPROVED | 2013-07-02 |
Branch Locations
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Financial Management Strategies, Inc. | Valley View | OH | 06/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Your Financialadvisor Inc | Cleveland | OH | 12/2008 | Present |
1) PART TIME PERSONAL STYLIST AT NORDSTROM IN BEACHWOOD, OH FOR 12 EVE/WKND HRS/WK SINCE 2/2012. 2) FMS REGISTERED INVESTMENT ADVISOR THROUGH JEFF KNOX INVESTMENT ADVISOR REP UNDER FINANCIAL MANAGEMENT STRATEGIES, INC./IAR LOCATED 9050 SWEET WATER DRIVE VALLET VIEW H 44124, 10 WEEKDAY AND 2 EVENING/WEEKEND HOURS SINCE 6/13 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE:12/2018 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES ; 4) NAME OF OTHER BUSINESS: DOGDAD LLC; INVESTMENT RELATED: NO; ADDRESS: 1303 IRENE ROAD CLEVELAND OH 44124; NATURE OF BUSINESS: REAL ESTATE; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: PART OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PART OWNER; 5) NAME OF OTHER BUSINESS: YOUR FINANCIALADVISOR INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2008, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX PURPOSES.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-04-25 |
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